Perceptual control theory (PCT) is a model of behavior based on the properties of negative feedback control loops. A control loop maintains a sensed variable at or near a reference value by means of the effects of its outputs upon that variable, as mediated by physical properties of the environment. In engineering control theory, reference values are set by a user outside the system. An example is a thermostat. In a living organism, reference values for controlled perceptual variables are endogenously maintained. Biological homeostasis and reflexes are simple, low-level examples. The discovery of mathematical principles of control introduced a way to model a negative feedback loop closed through the environment (circular causation), which spawned perceptual control theory. It differs fundamentally from some models in behavioral and cognitive psychology that model stimuli as causes of behavior (linear causation). PCT research is published in experimental psychology, neuroscience, ethology, anthropology, linguistics, sociology, robotics, developmental psychology, organizational psychology and management, and a number of other fields. PCT has been applied to design and administration of educational systems, and has led to a psychotherapy called the method of levels.
Principles and differences from other theories
The perceptual control theory is deeply rooted in biological cybernetics, systems biology and control theory and the related concept of feedback loops. Unlike some models in behavioral and cognitive psychology it sets out from the concept of circular causality. It shares, therefore, its theoretical foundation with the concept of plant control, but it is distinct from it by emphasizing the control of the internal representation of the physical world.
The plant control theory focuses on neuro-computational processes of movement generation, once a decision for generating the movement has been taken. PCT spotlights the embeddedness of agents in their environment. Therefore, from the perspective of perceptual control, the central problem of motor control consists in finding a sensory input to the system that matches a desired perception.
History
PCT has roots in the 19th-century physiological insights of Claude Bernard and Walter Bradford Cannon, and in the fields of control systems engineering and cybernetics. Classical negative feedback control was worked out by engineers in the 1930s and 1940s,Harold Black and the Negative-Feedback Amplifier, Ronald Kline, IEEE Control Systems Magazine, Aug 1993, Volume 13, Issue 4, Pages 82-85 and further developed by Wiener, 2nd revised ed. 1961, MIT Press, Cambridge, MA. . Ashby, and others in the early development of the field of cybernetics. Beginning in the 1950s, William T. Powers applied the concepts and methods of engineered control systems to biological control systems, and developed the experimental methodology of PCT.
A key insight of PCT is that the controlled variable is not the output of the system (the behavioral actions), but its input, that is, a sensed and transformed function of some state of the environment that the control system's output can affect. Because these sensed and transformed inputs may appear as consciously perceived aspects of the environment, Powers labelled the controlled variable "perception". The theory came to be known as "Perceptual Control Theory" or PCT rather than "Control Theory Applied to Psychology" because control theorists often assert or assume that it is the system's output that is controlled. In PCT it is the internal representation of the state of some variable in the environment—a "perception" in everyday language—that is controlled.For additional information about the history of PCT, see: Interview with William T. Powers on origin and history of PCT (Part One – 20060722 (58.7M) Interview with William T. Powers on origin and history of PCT (Part Two – 20070728 (57.7M) The basic principles of PCT were first published by Powers, Clark, and MacFarland as a "general feedback theory of behavior" in 1960, and [Reprinted in , pages 63-73, 75-83. Partial reprint in ] with credits to cybernetic authors Wiener and Ashby. It has been systematically developed since then in the research community that has gathered around it.Archives of the Control Systems Group (CSG), also in the IAPCT Discourse forum. Initially, it was overshadowed by the cognitive revolution (later supplanted by cognitive science), but has now become better known.
Powers and other researchers in the field point to problems of purpose, causation, and teleology at the foundations of psychology which control theory resolves. From Aristotle through William James and John Dewey it has been recognized that behavior is purposeful and not merely reactive, but how to account for this has been problematic because the only evidence for intentions was subjective. As Powers pointed out, behaviorists following Wundt, Thorndike, Watson, and others rejected introspective reports as data for an objective science of psychology. Only observable behavior could be admitted as data."The behaviorist asks: Why don't we make what we can observe the real field of psychology? Let us limit ourselves to things that can be observed, and formulate laws concerning only those things. Now what can we observe? We can observe behavior—what the organism does or says." Watson, J.B. (1924). Behaviorism. New York: People's Institute Publishing Company. Such behaviorists modeled environmental events (stimuli) as causing behavioral actions (responses). This causal assumption persists in some models in cognitive psychology that interpose cognitive maps and other postulated information processing between stimulus and response but otherwise retain the assumption of linear causation from environment to behavior, which Richard Marken called an "open-loop causal model of behavioral organization" in contrast to PCT's closed-loop model.
Another, more specific reason that Powers observed for psychologists' rejecting notions of purpose or intention was that they could not see how a goal (a state that did not yet exist) could cause the behavior that led to it. PCT resolves these philosophical arguments about teleology because it provides a model of the functioning of organisms in which purpose has objective status without recourse to introspection, and in which causation is circular around feedback loops.
Example
A simple negative feedback control system is a cruise control system for a car. A cruise control system has a sensor which "perceives" speed as the rate of spin of the drive shaft directly connected to the wheels. It also has a driver-adjustable 'goal' specifying a particular speed. The sensed speed is continuously compared against the specified speed by a device (called a "comparator") which subtracts the currently sensed input value from the stored goal value. The difference (the error signal) determines the throttle setting (the accelerator depression), so that the engine output is continuously varied to prevent the speed of the car from increasing or decreasing from that desired speed as environmental conditions change.
If the speed of the car starts to drop below the goal-speed, for example when climbing a hill, the small increase in the error signal, amplified, causes engine output to increase, which keeps the error very nearly at zero. If the speed begins to exceed the goal, e.g. when going down a hill, the engine is throttled back so as to act as a brake, so again the speed is kept from departing more than a barely detectable amount from the goal speed (brakes being needed only if the hill is too steep). The result is that the cruise control system maintains a speed close to the goal as the car goes up and down hills, and as other disturbances such as wind affect the car's speed. This is all done without any planning of specific actions, and without any blind reactions to stimuli. Indeed, the cruise control system does not sense disturbances such as wind pressure at all, it only senses the controlled variable, speed. Nor does it control the power generated by the engine, it uses the 'behavior' of engine power as its means to control the sensed speed.
The same principles of negative feedback control (including the ability to nullify effects of unpredictable external or internal disturbances) apply to living control systems. Implications of these principle are e.g. intensively studied by biological and medical cybernetics and systems biology.
The thesis of PCT is that animals and people do not control their behavior; rather, they vary their behavior as their means for controlling their perceptions, with or without external disturbances. This is harmoniously consistent with the historical and still widespread assumption that behavior is the final result of stimulus inputs and cognitive plans.
The methodology of modeling, and PCT as model
The principal datum in PCT methodology is the controlled variable. The fundamental step of PCT research, the test for controlled variables, begins with the slow and gentle application of disturbing influences to the state of a variable in the environment which the researcher surmises is already under control by the observed organism. It is essential not to overwhelm the organism's ability to control, since that is what is being investigated. If the organism changes its actions just so as to prevent the disturbing influence from having the expected effect on that variable, that is strong evidence that the experimental action disturbed a controlled variable. It is crucially important to distinguish the perceptions and point of view of the observer from those of the observed organism. It may take a number of variations of the test to isolate just which aspect of the environmental situation is under control, as perceived by the observed organism.
PCT employs a black box methodology. The controlled variable as measured by the observer corresponds quantitatively to a reference value for a perception that the organism is controlling. The controlled variable is thus an objective index of the purpose or intention of those particular behavioral actions by the organism—the goal which those actions consistently work to attain despite disturbances. With few exceptions, in the current state of neuroscience this internally maintained reference value is seldom directly observed as such (e.g. as a rate of firing in a neuron), since few researchers trace the relevant electrical and chemical variables by their specific pathways while a living organism is engaging in what we externally observe as behavior.See e.g. Henry Yin's works listed on Google Scholar. However, when a working negative feedback system simulated on a digital computer performs essentially identically to observed organisms, then the well understood negative feedback structure of the simulation or model (the white box) is understood to demonstrate the unseen negative feedback structure within the organism (the black box).
Data for individuals are not aggregated for statistical analysis; instead, a generative model is built which replicates the data observed for individuals with very high fidelity (0.95 or better). To build such a model of a given behavioral situation requires careful measurements of three observed variables:
qi The input quantity, that aspect of the stimulus which the subject perceives and has been demonstrated to be controlling. qo The output quantity, that aspect of the subject's behavior which affects the state of qi. d The disturbance, a value summing the effects that any other influences in the environment have on the state of qi. In a controlled experiment one aims to have just one disturbing influence that is under the control of the investigator, but in naturalistic observation the situation is frequently more complex.