In mathematical physics and mathematics, the Pauli matrices are a set of three complex matrices that are traceless, Hermitian, involutory and unitary. They are usually denoted by the Greek letter (sigma), and occasionally by (tau) when used in connection with isospin symmetries.

These matrices are named after the physicist Wolfgang Pauli. In quantum mechanics, they occur in the Pauli equation, which takes into account the interaction of the spin of a particle with an external electromagnetic field. They also represent the interaction states of two polarization filters for horizontal/vertical polarization, 45 degree polarization (right/left), and circular polarization (right/left).

Each Pauli matrix is Hermitian, and together with the identity matrix (sometimes considered as the zeroth Pauli matrix ), the Pauli matrices form a basis of the vector space of Hermitian matrices over the real numbers, under addition. This means that any Hermitian matrix can be written in a unique way as a linear combination of Pauli matrices, with all coefficients being real numbers.

The Pauli matrices satisfy the useful product relation:

where is the Kronecker delta, which equals if otherwise , and the Levi-Civita symbol is used.

Hermitian operators represent observables in quantum mechanics, so the Pauli matrices span the space of observables of the complex two-dimensional Hilbert space. In the context of Pauli's work, represents the observable corresponding to spin along the th coordinate axis in three-dimensional Euclidean space .

The Pauli matrices (after multiplication by to make them anti-Hermitian) also generate transformations in the sense of Lie algebras: The matrices , , and form a basis for the real Lie algebra , which exponentiates to the special unitary group SU(2). The algebra generated by the three Pauli matrices is isomorphic to the Clifford algebra of and the (unital) associative algebra generated by , , and functions identically (is isomorphic) to that of quaternions ().

Algebraic properties

+ Cayley table; the entry shows the value of the row times the column. ×

All three of the Pauli matrices can be compacted into a single expression:

This expression is useful for "selecting" any one of the matrices numerically by substituting values of in turn useful when any of the matrices (but no particular one) is to be used in algebraic manipulations.

The matrices are involutory:

where is the identity matrix.

The determinants and traces of the Pauli matrices are

from which we can deduce that each matrix has eigenvalues .

With the inclusion of the identity matrix (sometimes denoted ), the Pauli matrices form an orthogonal basis (in the sense of Hilbert–Schmidt) of the Hilbert space of Hermitian matrices over and the Hilbert space of all complex matrices over . That is, any matrix can be written , and the Hilbert-Schmidt inner product with another such matrix is then since . The components of in this basis can be obtained directly via . Likewise, the matrices (including ) form a complete orthonormal basis for complex matrices.

Commutation and anti-commutation relations Commutation relations The Pauli matrices obey the following commutation relations:

These commutation relations make the Pauli matrices the generators of a representation of the Lie algebra

Anticommutation relations They also satisfy the anticommutation relations:

where is defined as and is the Kronecker delta. denotes the identity matrix.

These anti-commutation relations make the Pauli matrices the generators of a representation of the Clifford algebra for denoted

The usual construction of generators of using the Clifford algebra recovers the commutation relations above, up to unimportant numerical factors.

A few explicit commutators and anti-commutators are given below as examples: Commutators Anticommutators

Eigenvectors and eigenvalues Each of the (Hermitian) Pauli matrices has two eigenvalues: . The corresponding normalized eigenvectors are

Pauli vectors The Pauli vector is defined by

where , , and are an equivalent notation for the more familiar , , and .

The Pauli vector provides a mapping mechanism from a vector basis to a Pauli matrix basisSee the spinor map. as follows:

More formally, this defines a map from to the vector space of traceless Hermitian matrices. This map encodes structures of as a normed vector space and as a Lie algebra (with the cross-product as its Lie bracket) via functions of matrices, making the map an isomorphism of Lie algebras. This makes the Pauli matrices intertwiners from the point of view of representation theory.

Another way to view the Pauli vector is as a Hermitian traceless matrix-valued dual vector, that is, an element of that maps

Completeness relation

Each component of can be recovered from the matrix (see completeness relation below)

This constitutes an inverse to the map , making it manifest that the map is a bijection.

Determinant

The norm is given by the determinant (up to a minus sign)

Then, considering the conjugation action of an matrix on this space of matrices,

we find and that is Hermitian and traceless. It then makes sense to define where has the same norm as and therefore interpret as a rotation of three-dimensional space. In fact, it turns out that the special restriction on implies that the rotation is orientation preserving. This allows the definition of a map given by

where This map is the concrete realization of the double cover of by and therefore shows that The components of can be recovered using the tracing process above:

Cross-product

The cross-product is given by the matrix commutator (up to a factor of )

In fact, the existence of a norm follows from the fact that is a Lie algebra (see Killing form).

This cross-product can be used to prove the orientation-preserving property of the map above.

Eigenvalues and eigenvectors

The eigenvalues of are This follows immediately from tracelessness and explicitly computing the determinant.

More abstractly, without computing the determinant, which requires explicit properties of the Pauli matrices, this follows from since this can be factorised into A standard result in linear algebra (a linear map that satisfies a polynomial equation written in distinct linear factors is diagonalizable) means this implies is diagonalizable with possible eigenvalues The tracelessness of means it has exactly one of each eigenvalue.

Its normalized eigenvectors are

These expressions become singular for They can be rescued by letting and taking the limit which yields the correct eigenvectors and of

Alternatively, one may use spherical coordinates to obtain the eigenvectors and

Pauli 4-vector

The Pauli 4-vector, used in spinor theory, is written with components

This defines a map from to the vector space of Hermitian matrices,

which also encodes the Minkowski metric (with mostly minus convention) in its determinant:

This 4-vector also has a completeness relation. It is convenient to define a second Pauli 4-vector

and allow raising and lowering using the Minkowski metric tensor. The relation can then be written

Similarly to the Pauli 3-vector case, we can find a matrix group that acts as isometries on in this case the matrix group is and this shows Similarly to above, this can be explicitly realized for with components

In fact, the determinant property follows abstractly from trace properties of the For matrices, the following identity holds:

That is, the 'cross-terms' can be written as traces. When are chosen to be different the cross-terms vanish. It then follows, now showing summation explicitly, Since the matrices are this is equal to

Relation to dot and cross product Pauli vectors elegantly map these commutation and anticommutation relations to corresponding vector products. Adding the commutator to the anticommutator gives

so that,

Contracting each side of the equation with components of two -vectors and (which commute with the Pauli matrices, i.e., for each matrix and vector component (and likewise with ) yields

Finally, translating the index notation for the dot product and cross product results in

If is identified with the pseudoscalar then the right hand side becomes which is also the definition for the product of two vectors in geometric algebra.

If we define the spin operator as then satisfies the commutation relation: Or equivalently, the Pauli vector satisfies:

Some trace relations The following traces can be derived using the commutation and anticommutation relations.

If the matrix is also considered, these relationships become

where Greek indices and assume values from and the notation is used to denote the sum over the cyclic permutation of the included indices.

Exponential of a Pauli vector For

one has, for even powers,

which can be shown first for the case using the anticommutation relations. For convenience, the case is taken to be by convention.

For odd powers,

Matrix exponentiating, and using the Taylor series for sine and cosine,

In the last line, the first sum is the cosine, while the second sum is the sine; so, finally,

which is analogous to Euler's formula, extended to quaternions. In particular,

Note that

while the determinant of the exponential itself is just , which makes it the generic group element of SU(2).

A more abstract version of formula for a general matrix can be found in the article on matrix exponentials. A general version of for an analytic (at and ) function is provided by application of Sylvester's formula,

The group composition law of A straightforward application of formula provides a parameterization of the composition law of the group . One may directly solve for in

which specifies the generic group multiplication, where, manifestly,

the spherical law of cosines. Given , then,

Consequently, the composite rotation parameters in this group element (a closed form of the respective BCH expansion in this case) simply amount to In fact, however, the formula goes back to Olinde Rodrigues (1840), replete with half-angle:

(Of course, when is parallel to so are and

Adjoint action It is also straightforward to likewise work out the adjoint action on the Pauli vector, namely rotation of any angle along any axis :

Taking the dot product of any unit vector with the above formula generates the expression of any single qubit operator under any rotation. For example, it can be shown that

Completeness relation An alternative notation that is commonly used for the Pauli matrices is to write the vector index in the superscript, and the matrix indices as subscripts, so that the element in row and column of the -th Pauli matrix is

In this notation, the completeness relation for the Pauli matrices can be written

As noted above, it is common to denote the 2 × 2 unit matrix by so The completeness relation can alternatively be expressed as

The fact that any Hermitian complex 2 × 2 matrices can be expressed in terms of the identity matrix and the Pauli matrices also leads to the Bloch sphere representation of 2 × 2 mixed states’ density matrix, (positive semidefinite 2 × 2 matrices with unit trace. This can be seen by first expressing an arbitrary Hermitian matrix as a real linear combination of as above, and then imposing the positive-semidefinite and trace conditions.

For a pure state, in polar coordinates, the idempotent density matrix

acts on the state eigenvector with eigenvalue +1, hence it acts like a projection operator.

Relation with the permutation operator Let be the transposition (also known as a permutation) between two spins and living in the tensor product space

This operator can also be written more explicitly as Dirac's spin exchange operator,

Its eigenvalues are therefore 1 or −1. It may thus be utilized as an interaction term in a Hamiltonian, splitting the energy eigenvalues of its symmetric versus antisymmetric eigenstates.

SU(2)